Implementation Measures for the Administrative Licensing Items concerning Non-Banking Financial Institutions,北大法宝V6

Implementation Measures for the Administrative Licensing Items concerning Non-Banking Financial Institutions

[CLI Code] CLI.4.5180279(EN) Statement

Document Number：Order No. 3 [2023] of the National Administration of Financial Regulation
Area of Law： Financial Institutions
Level of Authority： Departmental Rules
Date Issued：10-09-2023
Effective Date：11-10-2023
Issuing Authority： National Administration of Financial Regulation
Status： Effective

Implementation Measures for the Administrative Licensing Items concerning Non-Banking Financial Institutions
（2023年10月9日国家金融监督管理总局令2023年第3号公布　自2023年11月10日起施行）

(Issued by Order No. 3 [2023] of the National Administration of Financial Regulation on October 9, 2023, and coming into force on November 10, 2023)
第一章　总　则

Chapter I General Provisions
　　第二条　本办法所称非银行金融机构包括：经国家金融监督管理总局批准设立的金融资产管理公司、企业集团财务公司、金融租赁公司、汽车金融公司、货币经纪公司、消费金融公司、境外非银行金融机构驻华代表处等机构。

Article 1 These Measures are developed in accordance with the Banking Supervision Law of the People's Republic of China, the Administrative Licensing Law of the People's Republic of China, other applicable laws and administrative regulations, and the relevant decisions of the State Council to regulate the administrative licensing activities of the National Administration of Financial Regulation (“NAFR”) and its local offices concerning non-banking financial institutions, define the administrative licensing items, conditions, procedures, and time limits, and protect the lawful rights and interests of applicants.
　　第四条　非银行金融机构以下事项须经国家金融监督管理总局及其派出机构行政许可：机构设立，机构变更，机构终止，调整业务范围和增加业务品种，董事和高级管理人员任职资格，以及法律、行政法规规定和国务院决定的其他行政许可事项。

Article 2 For the purposes of these Measures, “non-banking financial institutions” include institutions such as financial asset management companies, enterprise group finance companies, financial leasing companies, auto finance companies, currency brokerage companies, consumer finance companies, and representative offices of overseas non-banking financial institutions in China that are formed with the approval of the NAFR.
　　第五条　申请人应当按照国家金融监督管理总局行政许可事项申请材料目录及格式要求相关规定提交申请材料。